DNB and AFM Financial Regulatory Compliance (Netherlands) Corporate Training
Learn DNB and AFM regulatory requirements and build audit-ready compliance controls in guided labs.
Edstellar, a corporate training company, delivers corporate training that helps your team learn DNB prudential supervision and AFM conduct requirements for the Netherlands. Employees develop control frameworks, apply Dutch regulatory reporting rules, and build audit readiness through guided labs led by practitioners. Each session is tuned to your licences, tools, and workflows.
Instructor-led group trainingVirtual / on-site / off-site10 languagesDelivered inEnglish, Spanish, Mandarin, German, Arabic, Portuguese, Hindi, French, Japanese, Italian100+ countriesWe have delivered inUnited States, United Kingdom, India, Canada, Germany, France, Netherlands, UAE, Saudi Arabia, Singapore, Australia, Japan, Brazil, South Africa and 90+ more countries
How we build a Dutch-regulation-ready compliance team
The Edstellar DNB & AFM COMPLIANCE Capability Model
Assess compliance maturity
Gap checks map your team's Dutch regulatory coverage, control gaps, and audit readiness.
Set shared control standards
One shared playbook for DNB prudential and AFM conduct obligations, mapped to your control library.
Practice in guided labs
Labs cover regulatory interpretation, control design, and evidence files for audits.
Measure the lift
Lab reviews benchmark each employee's regulatory knowledge and control-testing ability.
Scale across teams
One standard rolls out across business lines, entities, and teams.
Need more than one program?Get a group quote
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Program Overview: What is DNB and AFM Financial Regulatory Compliance (Netherlands)?
DNB & AFM Financial Regulatory Compliance (Netherlands) is a program for compliance officers, risk teams, and financial institutions operating under Dutch supervision. It covers Dutch supervision foundations with DNB and AFM, AFM conduct supervision in practice, DNB prudential compliance operations, financial integrity including AML, sanctions, and DORA, and handling supervisory inquiries and remediation. Participants learn to operate confidently under both supervisors.
Training runs as instructor-led sessions across 24 hours, blending regulatory teaching with compliance operations labs. Participants work through conduct and prudential scenarios, map AML and sanctions controls, and practice responding to supervisory inquiries. Instructors with Dutch financial regulatory experience review every exercise across the practice sessions. The program closes with the End-to-End Compliance Review capstone, a full review each team conducts for a realistic institution profile.
Dutch supervision is unforgiving of box-ticking: DNB and AFM expect firms to demonstrate real control, not binders of policies. Conduct failures and prudential gaps surface in thematic reviews, and remediation under a supervisory microscope is expensive. This program teaches compliance teams to build supervision-ready operations that hold up when the regulator walks in.
The capstone is the End-to-End Compliance Review: a full compliance review of a realistic institution profile, covering conduct and prudential posture, financial integrity controls, and a remediation plan for the gaps found. Your team returns with a review methodology they can run on their own institution, and the confidence to face supervisory scrutiny.
Six modules and 24 hours: Dutch supervision foundations, AFM conduct rules, DNB prudential operations, AML and integrity supervision, supervisory inquiry handling, and a capstone compliance review. Every module pairs concepts with a guided lab, so each technique is practiced. It closes with a capstone review the team scopes, tests, and presents.
Delivery is hybrid across virtual and onsite sessions, scheduled around your calendar. Cohorts train as one group or split into batches, with session materials and lab guides included for every participant.
What's Included in this Workshop for Your Enterprise Teams
- 1
Dutch supervision foundations
Map DNB and AFM supervisory remits to your licences.
- 2
AFM conduct supervision
Apply duty-of-care and product governance rules.
- 3
DNB prudential operations
Complete reporting schedules and inspection prep.
- 4
AML and integrity supervision
Run CDD and transaction monitoring reviews.
- 5
Capstone review
Test controls and present findings like an audit team.
- Instructor-led delivery across virtual, onsite, and hybrid
- Guided labs in every module with instructor coaching
- Capstone compliance review, presented with your team
- Flexible scheduling around your calendar
- Lab guides and control templates included
- Group size and batches set along with you
Build your team's skills. Anywhere in the world.
Real-world use cases
from day one
Instructor-led training
for your teams
Delivered globally
in 100+ countries
Enterprise Training Solutions Customized for Your Company
One partner for instructor-led corporate training, delivered the way your teams work.
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DNB and AFM Financial Regulatory Compliance (Netherlands) Course Topics and Program Outline
A tailored 24-hour, six-module workshop: one learning journey from Dutch regulatory foundations to a capstone compliance review. Sessions pair concepts with labs on real-world use cases. Materials include lab guides and templates, plus a capstone assessment.
Built by Edstellar with financial compliance practitioners
Built by practitioners who work with Dutch financial supervision in practice, shaped around your stack and use cases.
Skill checks baseline your team's Dutch regulatory knowledge, control coverage, and audit readiness before training begins.
Concept sessions build DNB and AFM regulatory foundations, from Wft duties to prudential and conduct supervision.
Guided labs practice control design, CDD reviews, transaction monitoring, and supervisory reporting on realistic case files.
Teams apply the controls in a capstone compliance review and present findings like a supervisory audit team would.
From Dutch regulatory foundations to a capstone compliance review, every technique is practiced in guided labs.
Delivered as
Delivered as a hybrid program of live instruction and guided labs, scheduled around your team's calendar in flexible batches.
Map your institution's licences and products to DNB and AFM supervisory remits in a guided walkthrough.
learna)DNB mandate and prudential supervision scope
b)AFM mandate and conduct supervision scope
c)The Wft as the Dutch supervisory framework
d)Licensing, registration, and market access
Assess a sample product disclosure against AFM conduct and information rules in a guided exercise.
learna)MiFID II conduct rules and client treatment
b)Duty of care and product governance
c)PRIIPs and consumer information duties
d)AFM enforcement toolkit and penalties
Complete a mock DNB reporting schedule and review the findings like a supervisory team would.
practicea)Capital, liquidity, and buffer basics for compliance teams
b)Regulatory reporting: COREP, FINREP, and DNB returns
c)Fit and proper assessments for policymakers
d)Preparing for DNB on-site inspections
Run a CDD file review and transaction monitoring exercise on realistic case data with instructor coaching.
practicea)Wwft customer due diligence and ongoing monitoring
b)Transaction monitoring and unusual transaction reporting
c)Sanctions compliance under Dutch and EU regimes
d)DORA resilience and incident reporting duties
Draft a structured response pack for a simulated supervisory inquiry, with evidence file and timeline.
applya)Responding to DNB and AFM information requests
b)Regulatory remediation plans and deadlines
c)Internal audit coordination and evidence files
d)Board and committee reporting on supervisory matters
Perform an end-to-end compliance review of a case institution and present findings and remediation to the group.
applya)Scoping a compliance review across DNB and AFM domains
b)Control testing and evidence gathering
c)Reporting findings to management
d)Remediation roadmap and audit follow-up
Customize this program tailored to your team?
Tell us your training needs: what your team already works with, the level they’re at, and the topics you want them to focus on. We’ll adjust the modules, duration and hands-on labs, and send you a customized outline for your group.
Key Skills and Outcomes Your Team Will Gain
Seven job-ready competencies your team will demonstrate by the end of the program. Each outcome is practiced in guided labs and reviewed in the capstone review.
Map DNB and AFM supervisory remits
Identify which supervisor covers each of your licences, products, and reporting duties.
Interpret Wft conduct obligations
Apply duty-of-care and product governance rules to your client-facing processes.
Design prudential compliance controls
Build capital, liquidity, and reporting controls that satisfy DNB expectations.
Run CDD and transaction monitoring
Execute customer due diligence and flag unusual transactions under the Wwft.
Respond to supervisory inquiries
Assemble evidence files and draft structured responses to DNB and AFM requests.
Build audit-ready evidence
Document controls, test results, and remediation in formats auditors accept.
Report to boards and committees
Translate supervisory findings into clear management reporting and action plans.
Teams that Benefit from this DNB and AFM Financial Regulatory Compliance (Netherlands) Group Training
This group training is built for compliance, risk, legal, and audit groups at financial institutions operating in the Netherlands. Content adapts to each cohort's roles, licences, and experience, so every batch practices the supervisory workflows it owns, from reporting to inquiry response.
Stay ahead of DNB and AFM supervisory expectations.
Compliance officers map Wft obligations to controls, run CDD and monitoring reviews, and prepare evidence that satisfies supervisory inspections.
Workflow friction
- Overlapping DNB and AFM mandates
- Evolving conduct rule interpretations
- Thin documentation for inspections
How the program helps
- Wft obligation-to-control mapping
- CDD and monitoring review drills
- Inspection-ready evidence files
Practice use cases
- Conduct rule labs
- Control mapping labs
- Inquiry response drills
Connect prudential rules to day-to-day risk controls.
Risk teams translate DNB capital, liquidity, and reporting requirements into controls they own, with clear ownership and testing cycles.
Workflow friction
- Complex COREP and FINREP returns
- Capital buffer interpretation
- Inspection follow-up deadlines
How the program helps
- Prudential requirement translations
- Control ownership mapping
- Reporting accuracy checks
Practice use cases
- Reporting schedule labs
- Buffer calculation drills
- Remediation planning
Interpret Dutch supervisory law with confidence.
Legal teams interpret Wft, Wwft, and MiFID II duties and draft supervisory correspondence that stands up under review.
Workflow friction
- Cross-border rule overlap
- Ambiguous duty-of-care scope
- Tight response deadlines
How the program helps
- Regulatory interpretation frameworks
- Supervisory letter drafting
- Enforcement risk assessment
Practice use cases
- Case law interpretation labs
- Letter drafting labs
- Risk assessment drills
Audit compliance functions against supervisory standards.
Auditors test compliance controls against DNB and AFM expectations and document findings that drive remediation plans.
Workflow friction
- Deep technical rule knowledge
- Independent evidence standards
- Follow-up audit scheduling
How the program helps
- Control testing methodologies
- Finding documentation templates
- Remediation tracking tools
Practice use cases
- Control testing labs
- Evidence review drills
- Audit reporting labs
Cohorts train as a cross-functional workforce, with each small group aligned on shared Dutch regulatory standards.
Prerequisites: This program benefits compliance officers, risk managers, legal counsel, and auditors working with Dutch financial supervision. Basic familiarity with financial regulation helps but is not required, and no prior DNB or AFM experience is needed. Content adapts to each cohort's licences, tools, and experience.
Compliance Analyst to Dutch Regulatory Compliance Lead
Tracks how compliance professionals progress from Dutch regulatory basics to advanced supervisory practice across the program's learn, practice, and apply phases.
One program that grows with compliance careers, from regulatory basics to confident supervisory practice.
Mixed cohort, or several teams at once?
We can tailor the training to different teams, roles, and experience levels within the same program.
Certificate of Training Completion.
On successful completion, employees receive an Edstellar course completion certificate, recognizing their commitment to ongoing learning and professional development. It validates the skills they have built and motivates them to keep growing and contribute to organizational success.
Earned, not attended. Awarded on completion of all hands-on labs and the capstone project.
Training Delivery Modes: Virtual, Onsite and Hybrid
Instructor-led sessions run hybrid, onsite, and live virtual, with guided labs in every mode. Your team practices Dutch regulatory workflows on realistic case files, and session recordings land on your LMS.
Hybrid Training
Instructor-led sessions mix onsite and virtual delivery with guided labs throughout. Teams work through DNB and AFM regulatory scenarios while the instructor coaches and reviews their controls. Hybrid keeps scheduling flexible without losing live interaction.
- Live instruction across onsite and virtual sessions
- Guided labs with instructor coaching and reviews
- Real DNB and AFM workflows practiced throughout
- Flexible scheduling without losing live interaction
Onsite Training
Instructor-led training at your offices, with labs set up on your network and case files. The instructor works with the team in person, reviews controls together, and tunes exercises to your licences and workflows.
- Instructor-led training at your offices
- Labs run on your network and case files
- In-person coaching and control reviews
- Exercises tuned to your licences and workflows
Live Virtual Training
Live virtual delivery over Zoom or Teams with the same guided labs and instructor coaching. The instructor reviews each lab screen to screen, and the team keeps every recording and lab guide for later reference.
- Live virtual delivery over Zoom or Teams
- Guided labs with screen-share coaching
- Real-time questions answered by the instructor
- Recordings and lab guides included for review
Need a training format that works for your team?
Full days, half days across weeks, or split by module. Tell us the delivery window and we schedule the cohort around it.
Frequently Asked Questions
Share your team size, timelines, and delivery preference, and we will send a detailed per-group quote with batch options.
Yes. A discovery call with a training advisor maps your licences and supervisory priorities to the right modules.
Yes. Live virtual cohorts run over Zoom or Teams with the same guided labs and instructor coaching.
Yes. Onsite delivery includes labs on your case files and in-person coaching, scheduled around your calendar.
24 hours across six modules, typically over three to four days, with flexible scheduling for your teams.
Question not answered here?
Put it in the request. A training specialist answers it directly, within one business day.
Where this Training Fits in Your Team's learning path.
In the Netherlands, DNB handles prudential supervision and the AFM oversees conduct. Your team frames enterprise risk first, then this course covers both regulators. The path then moves into conduct risk and finally into the EU's DORA rules for digital operational resilience.
Why Choose Edstellar as Your DNB and AFM Financial Regulatory Compliance (Netherlands) Corporate Training Provider
When comparing providers, Edstellar is the training partner teams choose for Dutch regulatory expertise and 5+ years of corporate training experience. Our methodology blends concise instruction with guided labs, and we share each trainer profile before booking. The result is measurable quality in the compliance controls your team builds.
EXPERT TRAINERS
YEARS DELIVERING
ORGANIZATIONS TRAINED
CERTIFIED
Tailored
Every cohort's labs, case files, and exercises are tuned to your licences, supervisory priorities, and workflows.
Proven Methodology
Concise instruction, guided labs, and reviews follow a methodology refined across corporate training programs.
Practice-Based Learning
Teams practice DNB and AFM workflows hands-on, from CDD reviews to inquiry response drills, in every module.
Expert Trainers
Practitioners with Dutch financial supervision experience lead each session and review your team's lab work.
Global Scale
One program standard deploys across your Dutch entities and international teams with consistent quality.
Measurable Outcomes
Lab reviews and the capstone assessment benchmark each employee's regulatory capability and control skill.
Navigate Dutch Financial Supervision With Clear Controls and Supported Responses
Edstellar develops Dutch financial compliance practice by distinguishing DNB and AFM responsibilities and connecting them to conduct, prudential operations, and financial integrity. Teams review fictional institutional cases and prepare supervisory response materials. The final compliance review evaluates obligation mapping, evidence quality, and remediation ownership rather than implying acceptance by either supervisor.
- Step 01
Consult
We examine licence and product responsibilities to identify gaps in DNB and AFM remit mapping, conduct disclosures, prudential reporting, integrity controls, and inquiry responses.
- Step 02
Plan
We distinguish supervisory roles before conduct and prudential exercises, then examine AML, sanctions, and operational-resilience topics before preparing a simulated inquiry response and compliance review.
- Step 03
Align
We align Dutch-supervision facilitation with compliance, risk, legal, and audit teams, introducing the framework and matching case depth to licences and prior regulatory experience.
- Step 04
Customize
We tailor fictional institution profiles, product disclosures, CDD records, and inquiry notices to relevant activities while excluding customer information and confidential supervisory correspondence.
- Step 05
Execute
Participants review disclosures, prepare reporting schedules, examine monitoring cases, and assemble response packs, receiving feedback on control rationale, evidence references, and remediation sequencing.
- Step 06
Evaluate
We assess the compliance review for accurate supervisory mapping, well-supported findings, coherent inquiry responses, and clear owners and timelines for unresolved control gaps.
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→Managed training services
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→Coaching solutions
Executive and manager coaching that keeps skills in use.
Start an RFP shaped to your needs.
Answer three quick questions about team size, scope, and how often you need the program run, then send the request from the last step. Everything you choose travels with it, so you only fill this in once.
How many team members need training?
DNB & AFM Financial Regulatory Compliance (Netherlands) Training Packages & Pricing
Where L&D holds an annual budget, license packages price the whole year at once instead of raising a purchase order per workshop. Hours and licenses are pooled across teams, programs and locations, so unused capacity is not stranded in one department.
Starter
120
trainee licenses64 hours of group training
Tailored for SMBs
Growth
320
trainee licenses160 hours of group training
Ideal for growing SMBs
Enterprise
800
trainee licenses400 hours of group training
Designed for large corporations
Custom
Unlimited
trainee licensesDuration set by the rollout
Multi-region and multi-year
Training Packages & Pricing
Choose the training format that works for your team. Pricing is customized based on your requirements, cohort size, and delivery needs.
Request DNB and AFM Financial Regulatory Compliance (Netherlands) Training for Your Team
Share team size, licences, and timelines for a tailored training plan and quote. Book a call today.