BACEN and CVM Regulatory Compliance (Brazil) Corporate Training
Turn Brazilian regulatory requirements into your team's working advantage with instructor-led compliance practice.
Give your enterprise teams the compliance capability that keeps regulators satisfied and audits clean. Edstellar's BACEN & CVM Regulatory Compliance (Brazil) corporate training equips your employees with practical techniques to interpret requirements, run control frameworks, and prepare for examinations. Delivered as a hybrid program of live instruction and guided labs, each session is tailored to your regulatory footprint, roles, and goals.
Instructor-led group trainingVirtual / on-site / off-site10 languagesDelivered inEnglish, Spanish, Mandarin, German, Arabic, Portuguese, Hindi, French, Japanese, Italian100+ countriesWe have delivered inUnited States, United Kingdom, India, Canada, Germany, France, Netherlands, UAE, Saudi Arabia, Singapore, Australia, Japan, Brazil, South Africa and 90+ more countries
How we build a supervision-ready compliance team
EDSTELLAR BRAZILIAN REGULATORY COMPLIANCE CAPABILITY MODEL
Assess compliance levels
Skill checks map your team's regulatory knowledge and control maturity.
Set the shared standard
One shared playbook for BACEN and CVM requirements across the team.
Practice in guided labs
Labs cover filings, control testing, AML checks, and exam drills.
Measure the skill lift
Lab reviews benchmark each employee's regulatory compliance capability.
Scale across entities
One standard rolls out across business units, products, and teams.
Need more than one program?Get a group quote
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Program Overview: What is BACEN and CVM Regulatory Compliance (Brazil)?
BACEN & CVM Regulatory Compliance (Brazil) is Edstellar's instructor-led program for compliance, risk, and legal teams operating under Brazil's financial regulators. Participants master the regulator landscape, governance and control design, BACEN requirements, CVM requirements, and exam-ready compliance programs. It is built for banks, brokers, and financial groups supervised by the Central Bank of Brazil and the Securities Commission.
Training is scenario-driven across six modules. Participants map BACEN and CVM obligations to their own control frameworks, assess governance gaps, and draft remediation actions in guided practice sessions. Instructors with regulatory backgrounds coach teams through examination-style questioning, the way supervisors actually probe. The program ends with a capstone supervisory exam simulation: a mock examination of a fictional Brazilian financial group, with findings presented to an instructor panel.
Brazilian supervision is unforgiving: overlapping BACEN and CVM mandates, evolving rules, and examinations that test whether controls work, not whether policies exist. Teams that treat compliance as paperwork discover the gaps during an exam. This program teaches your people to run compliance as an operating discipline, exam-ready every day of the year.
The capstone stages a full mock supervisory examination of a fictional Brazilian financial group: control gaps assessed across BACEN and CVM requirements, a remediation plan drafted, findings presented to instructors. Your team has already survived the exam before the real one arrives.
Sessions blend briefings with guided labs that mirror day-to-day work: regulator mapping, filing preparation, control testing, and mock examination drills. We shape the content around your training needs, keeping the focus on your entities, products, and regulatory footprint. Your team will improve collaboration across compliance, risk, and audit functions, upskill on Brazilian regulatory practice, and build lasting capability and measurable performance.
What's Included in this Workshop for Your Enterprise Teams
- 1
BACEN & CVM rule mapping
Map each regulator's mandate and licensing powers.
- 2
Prudential and disclosure practice
Prepare filings and conduct checklists in guided labs.
- 3
Control frameworks and integrity
Design COSO-based controls and integrity programs.
- 4
AML and cyber control drills
Test AML, cybersecurity, and incident response routines.
- 5
Mock exam and remediation
Face a simulated exam, then draft remediation plans.
- Instructor-led (virtual/onsite/hybrid)
- Training delivered at any of your offices globally
- 10+ languages
- Schedule around your calendar
- Group size set along with you
- Run as one cohort or split into batches
- Recurring and annual options
- Trainer sourcing, matching and logistics
Build your team's skills. Anywhere in the world.
Real-world use cases
from day one
Instructor-led training
for your teams
Delivered globally
in 100+ countries
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One partner for instructor-led corporate training, delivered the way your teams work.
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BACEN and CVM Regulatory Compliance (Brazil) Course Topics and Program Outline
A tailored 24-hour, six-module workshop: one learning journey from regulator mapping to a capstone supervisory exam. Sessions pair concepts with labs on filings, controls, and exam drills. Materials include templates, checklists, and exam playbooks.
Built by Edstellar with regulatory compliance specialists
Built by practitioners who manage compliance programs and regulatory examinations in financial institutions, shaped around your entities and regulatory footprint.
Pre-training skill checks map each participant's regulatory knowledge and control maturity.
Instructor-led sessions build foundations in BACEN and CVM mandates, licensing, and governance design.
Guided labs drill filings, control tests, AML checks, and exam playbooks on realistic scenarios.
Teams run compliance monitoring and face a capstone supervisory exam simulation with instructor review.
From regulator mapping to a capstone supervisory exam, every requirement is practiced in guided labs.
Delivered as
Delivered as a hybrid program of live instruction and guided labs, scheduled around your team's calendar in flexible batches.
Guided walkthrough: match a sample institution to its regulator and license requirements.
learna)BACEN mandate and supervised entities
b)CVM mandate and securities markets
c)Licensing and authorization regimes
d)Supervision, inspections, and sanctions
Guided exercise: sketch a three-lines-of-defense chart for a mid-size Brazilian bank.
learna)COSO-based internal control design
b)Three lines of defense model
c)Compliance risk taxonomy and mapping
d)Governance bodies and reporting lines
Lab: complete a simulated BACEN prudential report and log a cyber incident response.
practicea)Prudential reporting and capital rules
b)Cybersecurity and outsourcing requirements
c)AML and counter-terrorism financing controls
d)Operational risk and incident reporting
Lab: draft a material fact notice and run a market conduct control checklist.
practicea)Disclosure and material fact reporting
b)Public offering rules and documentation
c)Market conduct and insider dealing controls
d)Investment fund compliance fundamentals
Lab: build an exam-response playbook and score a mock control monitoring dashboard.
applya)Integrity program design under Lei 12.846/2013
b)Compliance monitoring, KPIs, and reporting
c)Preparing for BACEN and CVM examinations
d)Remediation plans and regulatory communications
Capstone: defend your remediation plan before a mock supervisory panel.
applya)Mock supervisory examination
b)Control gap assessment across regulators
c)Remediation plan drafting
d)Findings presentation to a review panel
e)Final compliance readiness review
Customize this program tailored to your team?
Tell us your training needs: what your team already works with, the level they’re at, and the topics you want them to focus on. We’ll adjust the modules, duration and hands-on labs, and send you a customized outline for your group.
Key Skills and Outcomes Your Team Will Gain
By the end of the program, your team will build these observable regulatory compliance capabilities.
Map BACEN and CVM mandates
Identify which regulator supervises each entity, product, and activity in your portfolio.
Apply BACEN requirements
Apply prudential, AML, and cybersecurity rules to control design and reporting.
Apply CVM disclosure rules
Prepare accurate filings and material fact notices that meet CVM standards.
Design internal control frameworks
Structure COSO-based controls across the three lines of defense.
Run compliance monitoring
Track KPIs, test controls, and report compliance status to management.
Prepare for examinations
Assemble evidence and exam playbooks for BACEN and CVM inspections.
Lead exam remediation
Assess findings, draft remediation plans, and present them with confidence.
Teams that Benefit from this BACEN and CVM Regulatory Compliance (Brazil) Group Training
Built for compliance, risk, audit, and legal teams working with Brazilian financial institutions. Content adapts to each cohort's regulatory footprint and experience, so every team practices the compliance workflows it actually owns.
Fewer findings and exam-ready evidence every cycle
Your compliance officers translate BACEN and CVM rules into controls, filings, and monitoring routines that hold up under examination.
Workflow friction
- Tracking shifting BACEN and CVM rule updates
- Inconsistent controls across business units
- Exam preparation that starts too late
How the program helps
- Map every requirement to an owned control
- Standardize controls across all business units
- Prepare exam evidence on a steady cadence
Practice use cases
- Regulator mapping lab
- Filing preparation drill
- Exam evidence review
Sharper audits of regulatory controls and remediation
Your auditors test compliance controls against real regulatory expectations and follow remediation through to closure.
Workflow friction
- Auditing controls without regulatory context
- Finding root causes of repeat issues
- Tracking remediation across functions
How the program helps
- Audit controls against actual rule texts
- Diagnose control gaps at their source
- Verify remediation with repeatable tests
Practice use cases
- Control testing lab
- Gap assessment drill
- Remediation follow-up
Stronger risk reporting that regulators understand
Your risk teams connect compliance risk to prudential and operational risk reporting in language examiners expect.
Workflow friction
- Compliance risk missing from risk reports
- Unclear ownership of regulatory risk
- Fragmented incident and loss data
How the program helps
- Embed compliance risk in risk reporting
- Assign clear regulatory risk ownership
- Unify incident data for examination
Practice use cases
- Risk mapping lab
- Incident reporting drill
- KPI dashboard review
Clear regulatory interpretation for decision makers
Your legal and governance teams interpret BACEN and CVM positions and translate them into board-ready guidance.
Workflow friction
- Interpreting ambiguous regulatory guidance
- Briefing boards on regulatory exposure
- Coordinating responses to examiners
How the program helps
- Turn guidance into practical interpretation
- Brief boards with regulatory clarity
- Coordinate one consistent examiner response
Practice use cases
- Guidance interpretation lab
- Board briefing drill
- Examiner response drill
Each cohort works through regulator-relevant scenarios, then leaves with reusable control patterns for day-to-day work.
Prerequisites: Designed for compliance, risk, audit, and legal professionals working with Brazilian financial regulation. Familiarity with banking or securities operations helps but is not required, as concepts are built from the ground up. No prior regulatory examination experience is needed. Content adapts to each cohort's entities, products, and regulatory footprint.
Compliance Analyst to Compliance Program Lead
Compliance analysts start with regulator mapping and control design, then advance through BACEN and CVM application to independent exam preparation and remediation leadership.
A program that grows with compliance careers, from mapping Brazilian regulators to leading exam-ready compliance reviews.
Mixed cohort, or several teams at once?
We can tailor the training to different teams, roles, and experience levels within the same program.
Certificate of Training Completion.
On successful completion, employees receive an Edstellar course completion certificate, recognizing their commitment to ongoing learning and professional development. It validates the skills they have built and motivates them to keep growing and contribute to organizational success.
Earned, not attended. Awarded on completion of all hands-on labs and the capstone project.
Training Delivery Modes: Virtual, Onsite and Hybrid
This program runs as hybrid training: live instructor-led sessions, delivered virtually or at your offices, with supervised hands-on labs in every module.
Hybrid Training
Live instruction and guided labs, split between virtual sessions and time at your offices. Teams practice filings, control tests, and exam drills under instructor supervision, wherever they join from.
- Mix virtual and office sessions per module
- Instructor-supervised labs in every module
- Real filing and control practice throughout
- One consistent standard across locations
Onsite Training
Delivered at your offices with the full lab program. The mock examination and remediation labs run face to face with your teams, using your entity structures and workflows.
- Full program delivered at your offices
- Face-to-face mock exam simulation
- Content tuned to your entity structures
- Cross-functional cohorts in one room
Live Virtual Training
Live instructor-led sessions on your preferred platform, with breakout lab rooms for filing drills and control tests. Scheduling flexes across time zones for distributed compliance teams.
- Live instructor-led virtual sessions
- Breakout rooms for guided lab practice
- Real-time feedback on filings and controls
- Flexible scheduling across time zones
Need a training format that works for your team?
Full days, half days across weeks, or split by module. Tell us the delivery window and we schedule the cohort around it.
Frequently Asked Questions
Share team size, preferred dates, and delivery mode in the lead form. We reply with a tailored proposal covering scope, schedule, and pricing.
Yes. Book a short discovery call and we will map your training needs, audience, and timelines before sharing a plan.
Yes. Live virtual sessions run instructor-led on your preferred platform, with guided labs, breakout exercises, and real-time feedback.
Yes. We deliver onsite at your offices, with the agenda and labs adapted to your regulatory footprint and priorities.
The standard program runs 24 hours over flexible days. Duration can be adjusted to fit your schedule, from focused modules to extended formats.
Question not answered here?
Put it in the request. A training specialist answers it directly, within one business day.
Where this Training Fits in Your Team's learning path.
Brazil's financial sector is supervised by BACEN for banking and payments and by the CVM for securities. Your team frames enterprise risk first, then this course covers both regulators. The path then moves into conduct risk and operational resilience, where Brazilian rules set clear expectations.
Why Choose Edstellar as Your BACEN and CVM Regulatory Compliance (Brazil) Corporate Training Provider
When comparing providers, Edstellar is the training partner teams choose for regulatory compliance expertise and 5+ years of experience. Our methodology blends instruction with guided labs, and we share each trainer profile before booking. The result is measurable quality in the controls your team runs.
EXPERT TRAINERS
YEARS DELIVERING
ORGANIZATIONS TRAINED
CERTIFIED
Tailored
Labs, filing drills, and exam scenarios are tuned to your entities, products, and regulatory footprint.
Proven Methodology
5+ years of instructor-led corporate training turn BACEN and CVM requirements into repeatable team practice.
Practice-Based Learning
Guided labs in every module plus a capstone exam simulation keep your team practicing.
Expert Trainers
Practitioners from regulated financial institutions lead sessions; your trainer profile is shared before booking.
Global Scale
One consistent compliance program delivered across your offices worldwide, in 10+ languages.
Measurable Outcomes
Baseline checks, lab reviews, and a capstone exam score track compliance gains you can report internally.
Prepare Brazilian Financial Compliance Reviews with Clear Regulatory Evidence
Our BACEN and CVM training connects regulatory responsibilities with governance, reporting, and supervisory review practice. Participants examine a sample institution, prepare simulated reports and disclosures, and test compliance monitoring. The examination exercise emphasizes defensible evidence and remediation priorities, while keeping training drafts separate from formal filings or advice on a live regulatory matter.
- Step 01
Consult
We discuss your institution type and compliance responsibilities, identifying learning needs in regulator mandates, internal controls, prudential reporting, market conduct, and examination preparation.
- Step 02
Plan
We establish regulatory scope and governance before BACEN and CVM casework, monitoring and response playbooks, then the simulated supervisory examination.
- Step 03
Align
We align compliance, risk, legal, and audit perspectives, adapting banking and securities concepts to experience and clarifying which regulator’s responsibilities each exercise addresses.
- Step 04
Customize
We tailor fictional institution records, incident cases, and disclosure scenarios to relevant business activities so participants practice selecting and organizing appropriate supporting evidence.
- Step 05
Execute
Participants complete sample reports, draft a disclosure, review monitoring controls, and rehearse examination responses with feedback on reasoning, consistency, and documentation.
- Step 06
Evaluate
We assess the mock examination response for accurate scope mapping, supported control findings, coherent reporting materials, and a prioritized remediation plan with clear accountability.
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Start an RFP shaped to your needs.
Answer three quick questions about team size, scope, and how often you need the program run, then send the request from the last step. Everything you choose travels with it, so you only fill this in once.
How many team members need training?
BACEN & CVM Regulatory Compliance (Brazil) Training Packages & Pricing
Where L&D holds an annual budget, license packages price the whole year at once instead of raising a purchase order per workshop. Hours and licenses are pooled across teams, programs and locations, so unused capacity is not stranded in one department.
Starter
120
trainee licenses64 hours of group training
Tailored for SMBs
Growth
320
trainee licenses160 hours of group training
Ideal for growing SMBs
Enterprise
800
trainee licenses400 hours of group training
Designed for large corporations
Custom
Unlimited
trainee licensesDuration set by the rollout
Multi-region and multi-year
Training Packages & Pricing
Choose the training format that works for your team. Pricing is customized based on your requirements, cohort size, and delivery needs.
Request BACEN and CVM Regulatory Compliance (Brazil) Training for Your Team
Share your team size, regulatory footprint, entities covered, and timelines to receive a tailored training plan and quote. Book a discovery call to discuss your goals; we confirm availability and reply with a proposal.